Financial Promotions Compli...

Financial Promotions Compliance

Job Title: Financial Promotions Compliance
Contract Type: Permanent
Location: Glasgow
Salary: £40000 - £50000 per annum, Benefits: package
Start Date: asap
Reference: BWD-MC-FPC
Contact Name: Monika Carlton
Contact Email:
Job Published: June 21, 2017 15:08

Job Description

Compliance Marketing Specialist is required to join leading Financial Services Group that provides client focused advice through a range of different service lines. The successful candidate will have high levels of influence and autonomy in providing consistent, complete and robust compliance guidance across the UK business. The successful role holder is expected to create a solutions based approach.  

Key Duties:
  • Ensure that ensure that all marketing and associated communications remain compliant with policy, legislation and risk appetite, and meet quality standards
  • Supporting marketing colleagues in the creation and presentation of marketing materials.
  • Formal reporting preparation and carrying out to management on progress versus plan, status of outstanding monitoring issues and progress of remedial actions
  • Preparation of monitoring reports to specified standards including format, style and timeliness with the need for minimal changes
  • Providing clean and practical guidance to the range of stakeholders on as assigned portfolio of multi-channel Financial Promotion compliance work
  • Providing advice and guidance to ensure marketing materials meet required standards and are compliant with legislation, regulation and industry best practice
  • Delivery and support of training
  • Supporting marketing teams in the creation and presentation of marketing materials
  • Supporting advisers in regards to financial promotions compliance queries and guidance
Person Specification:
  • Persistence - high energy to see things through. Able to change direction/tactics when appropriate
  • Creativity – able to overcome obstacles and is solutions focused
  • Experience of delivering digital marketing activities in Financial Services
  • Experience of working in a marketing communications environment
  • Significant experience of Financial Promotions and associated processes
  • QCF Level 4 Diploma in Regulated Financial Planning would be preferred 
  • Experience of proposing solutions on compliance issues affecting marketing and associated customer communications
  • Significant experience of regulated environments within Financial Services, including regulated sales