Compliance and Training Con...

Compliance and Training Consultant

Job Title: Compliance and Training Consultant
Contract Type: Permanent
Location: Birmingham
Salary: £40000 - £60000 per annum, Benefits: package
Start Date: asap
Reference: BWD-MC-C&T-B
Contact Name: Monika Carlton
Contact Email:
Job Published: April 28, 2017 11:23

Job Description

How would you like to work for a leading IFA Firm? Do you like the sound of walking into a role that will allow you to use the entirety of your T&C and Compliance knowledge and expertise? What if we said that in this job, in this company, your personal career development will be crucial and will always be a priority?

IF YOU aren’t afraid of a good challenge, relish taking on the responsibility and wish to taken on CF10/CF11 function in a near future, this role is most definitely for you.

As part of your role you will:
  • Join growing, exciting business where you will take a leading role in shaping Company’s structure through Compliance and T&C.
  • Support the Business remaining compliant with regulatory requirements and corporate compliance policies. 
  • Design, amend, implement and undertake T&C reviews to ensure they meet all requirements and are compliant.
  • Take on day-to-day responsibility for adherence to the firm's T&C scheme.
  • Undertake assessments of individual Training needs and identification of specific training needs and knowledge gaps.
  • Perform T&C one to one meetings and observed interviews in accordance with T&C Scheme guidelines.
  • Training new advisers and team members.
  • Deliver regulatory oversight to all parties involved.
  • Contribute to the risk assessment process by monitoring all T&Cs risks.
  • Prepare annual T&C budgets.
  • Ensure all entities that require to be approved by the FCA are fully compliant and satisfy all assessments.
  • Will be able to progress to CF10/CF11 function.
And you will:
  • At least 5 years’ experience in a compliance/T&C position.
  • Possess strong analytical skills.
  • Be qualified to CII Diploma (QCF Level 4) standard.
  • Have the ability to follow compliance rules and enforce standards as applicable.
  • Have excellent communication skills.
If any of the above strikes a chord, click on the ‘Apply’ button or, alternatively, send your CV to We promise we will contact you with feedback, regardless of the outcome.