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T&C Supervisor

  • Location


  • Sector:

    Wealth Management

  • Job type:


  • Salary:

    £50000 - £60000 per annum, Benefits: Competitive Benefits

  • Contact:

    Joanne McPherson

  • Contact email:


  • Contact phone:

    0113 274 3000

  • Job ref:


  • Published:

    over 1 year ago

  • Duration:


  • Expiry date:


  • Startdate:


  • Consultant:


Would you like to work for a well-established and highly respected player within the Financial Services industry? Do you like the thought of walking into a role that will allow you to use the entirety of your T&C knowledge and expertise? What if we said that in this job, in this company, your personal career development will be crucial and will always be a priority?

This role is based in central London, though, some travel will be required as you support Advisers and Financial Planners across the UK.

If you would relish a challenge, and thrive on taking on responsibility, this role is most definitely for you.

As part of your role you will:

  • Deliver T&C training for the front office.
  • Support the management of the application and development of the T&C schemes, thereby strengthening the risk management and development of advisers
  • Amend, implement and undertake T&C reviews to ensure they meet all requirements and are compliant.
  • Work closely with Financial Advisers and Planners to support and develop them ensuring all regulatory requirements are adhered to.
  • Conduct regular observations and provide coaching on a one to one basis.
  • Analyse Management Information to recognise trends and put plans in place to improve overall performance  
  • Provide 1 to 1 feedback as well as providing training on a group basis.

And you will:

  • Have a demonstrable track record with experience of a compliance/T&C position.
  • Highly developed communication skills with the ability to empathise with advisers yet drive home constructive solutions based feedback
  • Possess strong analytical skills.
  • QCF level 4 qualification in Regulated Financial Advice.

Competitive package along with the opportunity for further funded study and career progression.  If any of the above strikes a chord, click on the ‘Apply’ button or, alternatively, contact Joanne McPherson of BWD Search & Selection.