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File Reviewer

  • Location


  • Sector:

    Regulatory, Risk & Compliance

  • Job type:


  • Salary:

    £20000 - £25000 per annum, Benefits: Pension & Benefits Package

  • Contact:

    Joanne McPherson

  • Contact email:


  • Contact phone:

    0113 274 3000

  • Job ref:


  • Published:

    over 1 year ago

  • Duration:


  • Expiry date:


  • Startdate:


  • Consultant:


Are you a positive person who wants to work with like-minded people within compliance? If so then please read on!

My client is recruiting for a new part-time File Reviewer position within their compliance team.  They are looking for someone who has previous experience within financial services, perhaps with a paraplanning, financial adviser or file review background, who oozes positivity. They have offices located throughout the North and are a growing, profitable business who offer regional based services.

Role: File Reviewer (Part-time)

Salary: For 3 days per week, £20,000+ dependent on experience

Location: My client can offer flexibility and are happy for the successful person to work out of any their offices with the opportunity to work from home

Duties of the role:
  •        Review files across the full advice spectrum
  •        Check DB transfers
  •        Support the quality of advice through structured program of file checking
  •        Collate any trends or issues in order to provide meaningful MI
Desired attributes:
  •        High level of accuracy and attention to detail
  •        Ability to remain positive, especially whilst providing constructive feedback for advisers
  •        Previous experience of working within financial services
  •        Strong IT skills
  •        Up-to-date knowledge of regulatory requirements across a broad spectrum of products and            the advice process
  • G60/AF3 would be a bonus but not a deal breaker, my client is more focusing on experience  and attitude

If you have any questions then please do not hesitate to contact me; alternatively, if you fit the description then please apply now!