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Client Assets (CASS) Regulatory Risk Director, London

  • Location


  • Sector:

    Regulatory, Risk & Compliance

  • Job type:


  • Salary:

    £115000 - £135000 per annum, Benefits: Bonus & Bens

  • Contact:

    Jordan Forbes

  • Contact email:


  • Contact phone:

    0113 274 3000

  • Job ref:


  • Published:

    over 1 year ago

  • Duration:


  • Expiry date:


  • Startdate:


  • Consultant:


Client Assets (CASS) Regulatory Risk Director, London

£115,000 - £130,000 Basic + bonus & benefits.

Do you have deep expertise in the Client Asset (CASS) Handbook with a background in Regulatory Risk, Compliance or Audit at a very senior level? Would you like to change your role and work for a well-regarded international bank, which gives you a platform to develop your skills and challenge yourself in a collaborative environment?

Your new role would be a challenging permanent opening as Client Assets (CASS) Regulatory Risk Director based in London.

You will be in a Director level role with a focus on being the CASS responsible individual for Risk Management and accountable for the UK entities. In addition you will delivery risk training around CASS & CAP and have direct interaction and debate on CASS topics with the CF10a. You will also manage oversight of 2nd line Regulatory change including horizon scanning and assessment.

In order to qualify for this excellent opportunity, you will have worked with financial services for 10 years upwards, with at least 5 recent years with CASS with deep knowledge of CASS chapters 6-10.

Other required experience includes:
  • Upwards of 5 years CASS knowledge, experience within Risk management is ideal, however strong CASS backgrounds could be considered from Audit or Compliance.
  • Strong knowledge of the banking industry and awareness and wider regulatory risk.  
  • Team management and leadership experience
  • Degree Educated
  • Excellent communication skills, confident and able to handle robust challenge.