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Graduate - Investment Operations

  • Location

    City Of London

  • Sector:

    Regulatory, Risk & Compliance

  • Job type:


  • Salary:

    £175 - £200 per annum

  • Contact:

    Jon Garrod

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    about 1 year ago

  • Duration:

    12 months

  • Expiry date:


  • Startdate:


Are you a recent graduate with a minimum 2:1 in a financial field, i.e mathematics, economics, finance, business management etc? Do you have an interest in Finance & Finanical Services and looking to progress your career? Do you have 6-12 months' work experience within a Financial Services organisation? Then look no further!

In this initial 12 month contract role you will be working for a global Asset Management firm within their Investment Operations team, and some of your duties will include:

  • Assisting with Regulatory Reporting – daily Mifid Transaction reporting to the FCA via Unavista, monitoring regulatory investment restrictions, investigating breaches of Investment restrictions.
  • Liaising with the Front Office, management and clients to ensure that appropriate action is taken.
  • Continually monitoring and improving, where necessary, the processes, controls and procedures associated with the above 
  • Non Loan settlement and asset set up.  In the medium term, potentially overseeing a third party to do this
  • Liaising with counterparts and managing cash levels to coordinate settlement.
  • Identifying and escalating issues to traders, internal and external legal counsel and management when required



  • Graduate with a minimum 2:1
  • 6-12 months minimum exprience in a Financial Services organisation, Asset/Investment Management preferable
  • Experience in sub-investment grade credit / fixed income a plus
  • System Experience - MS Office, with strong Excel skills essential, Wall Street Office/Everest ideal, Bloomberg required.