Remote Compliance Officer

Remote Compliance Officer

Job Title: Remote Compliance Officer
Contract Type: Permanent
Location: Manchester
Salary: £30000 - £35000 per annum, Benefits: 23 days holiday, pension, life cover, flex bens
Start Date: 2018-10-02
Reference: SS - RCO
Contact Name: Sam Scott
Contact Email:
Job Published: October 02, 2018 11:27

Job Description

Quality does not have to be a luxury, sometimes it is a necessity. When it comes to Financial Advice, there is no excuse for accepting anything less. As a Remote Compliance Officer, you will be effectively delivering a suite of remote compliance services for client firms. 

You will have an exceptional eye for detail, investigating into client’s regulatory complaints and assisting in due diligence projects in addition to reviewing mortgage and protection cases. You will be vocal in promoting the Group's compliance culture, policies and procedures, contributing to the Group Compliance Policy, as required. 

You will capture and notify the Head of Technical and Group Review of any risks to client firms via agreed protocols, whilst sharing ideas and best practice with your compliance colleagues.  

You will:

-          Hold a QCF Level 3 qualification
-          Possess appropriate Mortgage Specialist Qualifications (CeMAP, G10/J02, G60/J04/J05/AF3)
-          Have an excellent knowledge of the UK regulatory system (particularly those aspects relevant to advisory businesses)
-          Have a proven experience in performing a Compliance Officer role or similar (file review, complaints or sales)

Do you have the ambition, experience, and drive to become the new Remote Compliance Officer for one of the largest and longest-established financial services network’s in the UK? For a confidential conversation on the above, please don’t hesitate to contact me on 0113 487 6711.