£30000 - £35000 per annum, Benefits: 23 days holiday, pension, life cover, flex bens
0113 274 3000
SS - RCO
9 months ago
You will have an exceptional eye for detail, investigating into client’s regulatory complaints and assisting in due diligence projects in addition to reviewing mortgage and protection cases. You will be vocal in promoting the Group's compliance culture, policies and procedures, contributing to the Group Compliance Policy, as required.
You will capture and notify the Head of Technical and Group Review of any risks to client firms via agreed protocols, whilst sharing ideas and best practice with your compliance colleagues.
- Hold a QCF Level 3 qualification
- Possess appropriate Mortgage Specialist Qualifications (CeMAP, G10/J02, G60/J04/J05/AF3)
- Have an excellent knowledge of the UK regulatory system (particularly those aspects relevant to advisory businesses)
- Have a proven experience in performing a Compliance Officer role or similar (file review, complaints or sales)
Do you have the ambition, experience, and drive to become the new Remote Compliance Officer for one of the largest and longest-established financial services network’s in the UK? For a confidential conversation on the above, please don’t hesitate to contact me on 0113 487 6711.