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Business Quality Assurance Consultant

  • Location


  • Sector:

    Regulatory, Risk & Compliance

  • Job type:


  • Salary:

    £38000 - £40000 per annum

  • Contact:

    Sam Scott

  • Contact email:


  • Contact phone:

    0113 274 3000

  • Job ref:

    SS - BQAC

  • Published:

    about 1 year ago

  • Duration:


  • Expiry date:


  • Startdate:


  • Consultant:


Quality does not have to be a luxury, sometimes it is a necessity. When it comes to Financial Advice, there is no excuse for accepting anything less. As a Business Quality Assurance Consultant, you will be ensuring the advice provided by the Financial Planners, is of the highest possible standard. 

You will have an exceptional eye for detail, assisting in thematic reviews and due diligence projects in addition to both pre and post-sale file reviews. You will be vocal in promoting the Group's compliance culture, policies and procedures, contributing to the Group Compliance Policy, as required. 

You will capture and notify the Head of Business Quality and/or the Group Compliance Director of any risks to the business via agreed protocols, whilst sharing ideas and best practice with your compliance colleagues. 

If you: 

- Hold a QCF Level 4 qualification, and have the desire/ambition to attain Chartered status
- Possess appropriate Pension Specialist Qualifications (e.g. G60 or AF3 desired)
- Have an excellent knowledge of the UK regulatory system (particularly those aspects relevant to advisory businesses) 
- Have a proven experience of performing a Business Quality role in a retail intermediary business

Do you have the ambition, experience, and drive to become the new Business Quality Assurance Consultant for one of the fastest growing Wealth Planning brands in the UK? For a confidential conversation on the above, please don’t hesitate to contact me on 0113 487 6711.