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Regulatory Associate Director

  • Competitive

  • Ref

    V-62159

  • Contact Name |Rosie Foster

Regulatory Associate Director – Risk and Regulation

Supporting the Financial Services Regulatory Director, this role entails developing Risk and Regulation propositions. Working with a diverse client base the role will require managing delivery of Client projects, effective stakeholder engagement and relationship management, and conducting structured document reviews.


Responsibilities include, but are not limited to;

  • Governance reviews including SYSC and SM&CR; 
  • Conduct risk;
  • Financial crime;
  • Compliance monitoring; 
  • Governance, including SM&CR and effectiveness reviews;
  • Regulatory due diligence

You will also assist in the delivery of Financial Conduct Authority Section 166 Skilled Persons engagements including managing on-site teams, conducting interviews and testing and drafting the skilled person report.

Due to the high numbers of applicants applying for this role it won't be possible to get back to those individuals who do not meet the criteria, however we will keep your details on file for any other suitable roles.

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CONTACT US 0113 274 3000