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Associate Director - Regulatory Prudential

  • Location


  • Sector:

    Regulatory, Risk & Compliance

  • Job type:


  • Salary:


  • Contact:

    Rosie Foster

  • Contact email:


  • Contact phone:

    0113 274 3000

  • Job ref:


  • Published:

    4 months ago

  • Expiry date:


  • Startdate:


  • Consultant:


Associate Director, Regulatory Prudential


Working as part of a Risk Assurance department at one of the largest providers of internal audit and related consultancy services, you will develop and deliver a service offering to clients that is focused on managing and delivery of Client projects.


Responsibilities include, but are not limited to;

  • Developing the Prudential proposition, producing proposals and presenting to Clients, Acting as a Subject Matter Expert
  • A detailed understanding of Financial Crime regulation and legislation including; PRA and Bank of England rules and guidance including: Consultation papers, policy statements
  • FCA Rules and guidance
  • The Investment Firms Regulation1 (IFR) and Investment Firms Directive (IFD); and the work of The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA)

You will also assist in the delivery of FCA and PRA Section 166 Skilled Persons engagements including managing on-site teams, conducting interviews and testing and drafting the skilled person report. 

Due to the high numbers of applicants applying for this role it won't be possible to get back to those individuals who do not meet the criteria, however we will keep your details on file for any other suitable roles.