The UK financial services market has evolved extensively over the last two decades, with legislation and regulation changes being the primary factors. ​

No longer viewed as back office functions, Regulatory, Risk and Compliance professionals are now at the forefront of a company’s strategy and decision making.

COLLABORATING

The Regulatory, Risk & Compliance division links seamlessly with its other counterparts, due to the nature of the market. Each sector requires specific specialists who understand the framework, leveraging the expertise across the department.  

EXPERTISE

We have consultants who specialise and focus on a particular sector of the market. Examples of where our expertise is present include: 

Regulatory Finance  

Financial Controllers, Legal Entity Accountants, Regulatory Reporting, Financial Systems & MI, Tax Managers, Treasury/Liquidity

Compliance

Monitoring, Advisory, CF10/CF10a, T&C, Financial Crime, Field Based Risk

Risk & Audit

Operational Risk, Credit Risk, Regulatory Risk, Financial Crime Risk, CASS Audit, Internal Audit Managers

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Statistics

Statistics are a very important element to demonstrating the success of a business. 

EXCELLENCE

98% OF our CANDIDATES WOULD RECOMMEND US

KNOWLEDGE

over 150 YEARS' COMBINED recruitment EXPERIENCE 

LOYALTY

80% of our clients have worked with us for 10+ years

Managing Counsel – Regulatory Affairs & Public Policy, Director

£100000 - £120000 per annum, Benefits: Bonus & Bens
Manchester
Ref
99871
Contact Name
| Jordan Forbes

Managing Counsel – Regulatory Affairs & Public Policy, Director. Manchester. £100,000 - £120,000 Basic + bonus & benefits. Are you a qualified lawyer with significant experience relating to global financial institutions? Do you work for a law firm, financial institut...

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FX Operations Manager

£35000 - £40000 per annum, Benefits: Bonus & Bens
Manchester
Ref
67741
Contact Name
| Jordan Forbes

FX Operations Manager, Manchester £35,000 - £40,000 Basic + bonus & benefits. Do you have expertise in team management within banking and knowledge of investment products (FX, Derivatives, Equities or Securities) or Investment Operations? Would you like to change you...

Apply Now

Data Analytics Manager – Audit

£60000 - £68000 per annum, Benefits: Bonus & Bens
Manchester
Ref
100345441
Contact Name
| Jordan Forbes

Data Analytics Manager – Audit, Manchester. £62,000 - £68,000 + Bonus & Bens. Do you have expertise in Data Analytics, possibly you work for the Big 4 and have some audit experience? Would you like to change your role and work for a well-regarded financial services b...

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Risk Manager - Prudential and Client Assets (CASS)

£58000 - £65000 per annum, Benefits: bonus & bens
Manchester
Ref
1002441
Contact Name
| Jordan Forbes

Risk Manager - Prudential and Client Assets (CASS) Regulatory Risk VP, Manchester £58,000 - £65,000 Basic + bonus & benefits. Do you have expertise in Operational Risk with ideally further exposure to either the Client Asset (CASS) Handbook or Prudential / Regulatory...

Apply Now

Client Assets (CASS) Regulatory Risk Director, London

£115000 - £135000 per annum, Benefits: Bonus & Bens
London
Ref
697774
Contact Name
| Jordan Forbes

Client Assets (CASS) Regulatory Risk Director, London £115,000 - £130,000 Basic + bonus & benefits. Do you have deep expertise in the Client Asset (CASS) Handbook with a background in Regulatory Risk, Compliance or Audit at a very senior level? Would you like to chan...

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Senior Data Protection Officer

£50000 - £65000 per annum, Benefits: Significant benefits package (DOE)
Manchester
Ref
LR-2604
Contact Name
| Lorraine Robertson

Senior Data Protection Officer A new opportunity has arisen to lead a newly formed Data Oversight team for a well-respected industry leader of financial advice, paying up to £65,000 per annum + significant benefits package dependant on experience. Main responsibiliti...

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Regulatory Risk Manager

£63000 - £70000 per annum, Benefits: bonus & bens
Croydon
Ref
884747
Contact Name
| Jordan Forbes

Do you have experience within Regulatory Risk, Compliance or Conduct Risk within Insurance? Would you like to change your role and work for a well-regarded insurance business, which gives you a platform to develop your skills and challenge yourself in a collaborative...

Apply Now

Financial Accountant

£30000 - £37000 per annum, Benefits: Bonus & Bens
Manchester
Ref
36541
Contact Name
| Jordan Forbes

My client based in Manchester is recruiting for a Part Qualified / Newly Qaulified Accountant to join their growing and successful operation. The role plays a key role in finance and calls up both accounting knowledge and an understanding of industry regulations lear...

Apply Now

Structured Finance, Senior Transaction Manager – VP

£85000 - £90000 per annum, Benefits: bonus & bens
London
Ref
66874JF
Contact Name
| Jordan Forbes

Structured Finance, Senior Transaction Manager – VP, London £85,000 - £90,000 + Bonus & Benefits Do you have experience within Corporate Trust or Structured Finance Transaction Management? Would you like to change your role and work for a well-regarded international ...

Apply Now
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