The UK financial services market has evolved extensively over the last two decades, with legislation and regulation changes being the primary factors. ​


No longer viewed as back office functions, Regulatory, Risk and Compliance professionals are now at the forefront of a company’s strategy and decision making.


COLLABORATING

The Regulatory, Risk & Compliance division links seamlessly with its other counterparts, due to the nature of the market. Each sector requires specific specialists who understand the framework, leveraging the expertise across the department.  


​EXPERTISE

We have consultants who specialise and focus on a particular sector of the market. Examples of where our expertise is present include: 

Regulatory Finance  

Financial Controllers, Legal Entity Accountants, Regulatory Reporting, Financial Systems & MI, Tax Managers, Treasury/Liquidity

Compliance

Monitoring, Advisory, CF10/CF10a, T&C, Financial Crime, Field Based Risk

Risk & Audit

Operational Risk, Credit Risk, Regulatory Risk, Financial Crime Risk, CASS Audit, Internal Audit Managers

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Statistics

Statistics are a very important element to demonstrating the success of a business. 

EXCELLENCE

98% OF our CANDIDATES WOULD RECOMMEND US

KNOWLEDGE

over 150 YEARS' COMBINED recruitment EXPERIENCE 

LOYALTY

80% of our clients have worked with us for 10+ years

Senior Compliance Manager

£70,000 - £80,000 + Bonus and Benefits
Glasgow
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Contact Name
| Jordan Forbes

Senior Compliance Manager £70,000 - £80,000 + Bonus & Bens Glasgow (with 3 days home working) Are you an experienced Compliance professional, have you worked in Asset Management, Investment Platforms and understand fund distribution? If so, you could be suitable for ...

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Financial Services Risk Advisory – Associate Director

£85,000 - £95,000 + Benefits
London
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JF-ADRA01
Contact Name
| Jordan Forbes

Financial Services Risk Advisory – Associate Director London £85,000 - £95,000 + Benefits Do you have experience in Risk / Governance and regulation within financial services? Have you gained this experience within a consulting role such as with the Big4 and worked w...

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Financial Services Risk Advisory – Senior Manager

£75,000 - £80,000 + Benefits
London
Ref
JF-SNRMAN1
Contact Name
| Jordan Forbes

Financial Services Risk Advisory – Senior Manager London £75,000 - £80,000 + Benefits Do you have experience in Risk / Governance and regulation within financial services? Have you gained this experience within a consulting or role within a financial institution? If ...

Apply Now

Compliance Officer

£30000 - £45000 per annum, Benefits: Competitive benefits package
Leeds
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Contact Name
| Laura Higton

We’ve teamed up with a reputable investment house that’s looking for a Compliance Officer to join their Leeds team on a hybrid basis. This is an opportunity to step into a role with a firm that truly prioritises the professional progression of their employees, with m...

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Assistant Compliance Monitoring Manager

£45000 - £50000 per annum, Benefits: Competitive benefits package
Leeds
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V-64724
Contact Name
| Laura Higton

Are you an experienced Compliance Officer looking to develop your leadership skills? Are you equipped with a keen eye for detail and a set of people skills that are second to none? Are you after a workplace that, while growing rapidly as a firm, prioritises a family-...

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Senior Generalist Compliance Manager

Up to £65k plus benefits
Scotland
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JM-SNRSCOT1
Contact Name
| Joanne McPherson

Senior Generalist Compliance Manager - SM16 - IFA Setting Scotland Competitive Package Calling all ambitious Compliance Managers looking for a step up into an SM16 opportunity My client is keen to discuss this opportunity with individuals who thrive in working across...

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