Are you an experienced Compliance Monitoring professional with a strong background in Asset/Investment Management? Do you have good knowledge of FCA rules and financial promotions? Are you looking for a challenging contract role working for a global asset management firm? Then look no further! In this role as Compli...
Compliance Manager Jobs in England
Compliance Monitoring Manager - Asset Management
£500 per day
£180 per day
Are you an experienced Marketing professional with vast experience in events? Do you come from a Financial/Professional Services background? Do you have the ability to plan, coordinate and execute client management experiences (conferences, exhibitions, roadshows etc)? Are you looking for a challenging and exciting ...
£40000 - £50000 per annum, Benefits: Bonus + Benefits
*Unique opportunity* - Birmingham based - Global Private Bank with an excellent brand name For individuals who have achieved their DipFA qualification without the experience of working directly with clients within an advisory capacity it can be tough to secure that first step onto the career ladder. It is a regular ...
Risk and Control Manager
£65000 - £75000 per annum, Benefits: bonus & bens
Risk & Control Senior Manager, Manchester £65k - £75k + Bonus & Benefits My client a leading financial services organisation is recruiting for Operational Risk & Control Senior Manager in Manchester. The role sits within Risk & Control Management which is responsible for first line of defence within the business. Ma...
Systems Support Analyst - Asset Management
£550 - £650 per day
Are you an experienced Systems Support Analyst/Business Systems Analyst with a background in Asset/Investment Management? Do you have experience working with and providing support to Front Office teams? Can you demonstrate previous experience in supporting users of Charles River across the investment process? Then l...
A Compliance Manager main function is to ensure that a company is conducting its business in full compliance with all national and international laws and regulations within the Financial Services industry. In addition, professional standards, accepted business practices and internal standards are often part of a Compliance Managers’ remit.
An essential and influential figure in all sectors of the industry. As regulation increases, so does the requirements of a Compliance Manager. Whether it is a small IFA practice, a national financial advisory network or an investment house, a Compliance Manager is responsible for what practices are adopted.
Compliance Managers are often referred to as Compliance Officers, but in larger organisations, they are distinguished and often a team of Compliance Managers/Officers are utilised.