Are you an experienced field-based Compliance professional with a background in Financial Services? Have you worked in an IFA environment within file quality standards, risk assessment and supporting advisers? Are you looking for a challenging contract role with a well-known firm in the City? Then look no further! I...
Compliance Manager Jobs in England
City Of London
£350 - £400 per day
Remote Compliance Officer
£30000 - £35000 per annum, Benefits: 23 days holiday, pension, life cover, flex bens
Quality does not have to be a luxury, sometimes it is a necessity. When it comes to Financial Advice, there is no excuse for accepting anything less. As a Remote Compliance Officer, you will be effectively delivering a suite of remote compliance services for client firms. You will have an exceptional eye for detail,...
£50000 - £65000 per annum, Benefits: Bonus + Benefits
A globally recognised Private Bank are looking for a Wealth Manager to join their growing team within their Manchester offices. The business strongly value their client relationships and feel their proposition to them is market leading. It is a great brand where promotion and progression is encouraged. - Working wit...
£40000 - £50000 per annum, Benefits: Bonus + Benefits
*Unique opportunity* - Birmingham based - Global Private Bank with an excellent brand name For individuals who have achieved their DipFA qualification without the experience of working directly with clients within an advisory capacity it can be tough to secure that first step onto the career ladder. It is a regular ...
£40000 - £60000 per annum, Benefits: Bonus + Benefits
A globally recognised Private Bank are looking for a Wealth Manager to join their growing team within their Manchester offices. - Working with HNW clients (£0.5m - £5m) - Strong client referral scheme internally - Supportive management structure - Above market benefits and pension scheme. - Realistic opportunities t...
A Compliance Manager main function is to ensure that a company is conducting its business in full compliance with all national and international laws and regulations within the Financial Services industry. In addition, professional standards, accepted business practices and internal standards are often part of a Compliance Managers’ remit.
An essential and influential figure in all sectors of the industry. As regulation increases, so does the requirements of a Compliance Manager. Whether it is a small IFA practice, a national financial advisory network or an investment house, a Compliance Manager is responsible for what practices are adopted.
Compliance Managers are often referred to as Compliance Officers, but in larger organisations, they are distinguished and often a team of Compliance Managers/Officers are utilised.