*Unique opportunity* - Birmingham based - Global Private Bank with an excellent brand name For individuals who have achieved their DipFA qualification without the experience of working directly with clients within an advisory capacity it can be tough to secure that first step onto the career ladder. It is a regular ...
Compliance Manager Jobs in Birmingham
£40000 - £50000 per annum, Benefits: Bonus + Benefits
Protection Business Development Manager
£35000 - £42500 per annum, Benefits: Car, Pension, flex benefits + Bonus
A leading financial services protection provider are looking to recruit a field based Protection Business Development Manager to promote their market leading proposition (Whole of Life, Term Assurance and Business Protection) to a panel of financial / mortgage advisers across the West Midlands region. Excellent serv...
A Compliance Manager main function is to ensure that a company is conducting its business in full compliance with all national and international laws and regulations within the Financial Services industry. In addition, professional standards, accepted business practices and internal standards are often part of a Compliance Managers’ remit.
An essential and influential figure in all sectors of the industry. As regulation increases, so does the requirements of a Compliance Manager. Whether it is a small IFA practice, a national financial advisory network or an investment house, a Compliance Manager is responsible for what practices are adopted.
Compliance Managers are often referred to as Compliance Officers, but in larger organisations, they are distinguished and often a team of Compliance Managers/Officers are utilised.